SECTORS
Regulatory Expertise by Sector
We advise financial services businesses across authorisation, ongoing FCA compliance, governance and remediation. Requirements differ significantly by sector, permissions and business model, so we scope every engagement to the firm's actual regulatory position.
Payments & Digital Finance
Authorisation, safeguarding, financial crime and ongoing supervision for payments, e-money and cryptoasset businesses.
Payment Institutions
Authorisation, safeguarding, ongoing compliance and FCA supervisory support for payment firms.
Electronic Money Institutions
EMI authorisation, CASS 15 safeguarding, compliance monitoring and regulatory reporting.
Cryptoassets
Registration and authorisation, financial crime controls and ongoing compliance for cryptoasset firms.
Insurance & Lending
Conduct, product governance, distribution oversight and remediation for insurance, mortgage and consumer credit firms.
Insurance, MGAs & Brokers
FCA compliance, PROD 4 product governance, delegated authority oversight and remediation.
Mortgages & Home Finance
MCOB compliance, advice and sales controls, file reviews and appointed representative oversight.
Consumer Credit
CONC compliance, responsible lending, collections, complaints and Consumer Duty evidence.
Banking & Investments
Suitability, Consumer Duty, SM&CR, governance and financial crime support for investment, wealth, banking and money services businesses.
Investment & Wealth Firms
COBS, suitability, Consumer Duty, SM&CR and financial crime support for investment businesses.
Banking
Banking authorisation, governance, SM&CR, Consumer Duty and prudential and conduct compliance.
Money Services Businesses
Registration, financial crime frameworks, compliance audits and supervisory support for MSBs.
Not sure which requirements apply to you?
Tell us your permissions and business model and we will tell you what is actually in scope.
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