REGULATORY SERVICES
Our Services
Specialist regulatory licensing and compliance services for payment institutions, EMIs, MSBs, money transmitters and cryptoasset firms, from initial authorisation through to ongoing compliance and remediation.
Licensing & Authorisation
Securing and changing regulatory permissions across the UK, Canada, Australia, the United States, the European Union, Singapore and Hong Kong.
Regulatory Licensing & Authorisation
End-to-end licence, registration and authorisation applications for payment, e-money, MSB and cryptoasset businesses.
Variation of Permission
Adding, varying or removing regulatory permissions, including SPI to API and small EMI upgrades.
Change of Control
Section 178 notifications and change of control applications for regulated firms.
Become an Agent
Agent registration and distributor support for firms delivering regulated payment and e-money services.
Compliance Advisory & Ongoing Compliance
Regulatory strategy, continuing compliance capacity, assurance and reporting for authorised firms.
Compliance Advisory & Support
Regulatory strategy, perimeter analysis, compliance frameworks, monitoring programmes and regulatory change management.
Compliance Audit
Independent compliance audits and assurance reviews for regulated payment, e-money and digital asset firms.
Regulatory Reporting
Accurate, timely regulatory reporting to the FCA, FINTRAC, FinCEN, AUSTRAC, MAS and other regulators.
Safeguarding & Client Money
CASS 15 safeguarding design, reconciliation, resolution packs and annual safeguarding audit readiness.
Financial Crime & Remediation
Financial crime programmes and credible response to regulatory scrutiny.
Adjacent FCA conduct services
We continue to advise firms in adjacent FCA sectors on conduct and accountability regimes.
Planning a licence application or a compliance review?
Every enquiry is answered the same business day, with a written proposal.
Speak to a licensing expert